Capital Market Operators

The Securities Exchange Commission (SEC) has warned operators in the capital market that it will de-register inactive operators. It has, subsequently, given a prior-notice on the cancellation/withdrawal of certificates of registration of…

BABAJIDE OKEOWO The Securities and Exchange Commission has warned that all Capital Market Operators, CMOs that operates without a Managing Directors and Compliance Officers stands the risk of being penalised. This warning was contained in…